{
  "checkpoint": 27,
  "reviewedOn": "2026-10-18",
  "extractRefreshed": "2024-07-30",
  "resourceModified": "2024-08-27T17:53:41.799974",
  "resourceId": "7c885969-3349-427f-8696-fba4374cd7f8",
  "officialUrl": "https://data.chhs.ca.gov/dataset/health-facilities-state-enforcement-actions",
  "apiUrl": "https://data.chhs.ca.gov/api/3/action/datastore_search?limit=10000&resource_id=7c885969-3349-427f-8696-fba4374cd7f8",
  "scope": "Historical CDPH state enforcement extract for exact FACID matches. The resource title says 1997\u20132023, the retained download is dated July 30, 2024, and it includes some 2024-issued rows. It does not establish whether newer actions exist.",
  "deduplication": "Rows identical across every field except _id and search rank are one action; all source row IDs remain attached to the published action.",
  "records": {
    "106010739": {
      "identity": {
        "HCAI_ID": "106010739",
        "FACID": "140000012",
        "FACILITY_NAME": "ALTA BATES SUMMIT MEDICAL CENTER-ALTA BATES CAMPUS"
      },
      "rawRowCount": 26,
      "duplicateRowsRemoved": 13,
      "uniqueActionCount": 13,
      "typeCounts": {
        "Administrative Penalty": 4,
        "Failure to Report Penalty": 9
      },
      "earliestIssueDate": "2008-03-25",
      "latestIssueDate": "2024-03-05",
      "actions": [
        {
          "sourceRecordIds": [
            17726,
            38276
          ],
          "penaltyNumber": "020020218",
          "issueDate": "2024-03-05",
          "violationFromDate": "2020-04-09",
          "violationToDate": "2020-04-09",
          "disposition": "Open",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to CDPH (HSC 1280.15(b)(1))",
          "penaltyCategory": "Deliberate breach of PHI by health care worker",
          "appealed": "Yes",
          "finalAmountDue": "2000",
          "collectedAmount": "0",
          "balanceDue": "2000",
          "eventId": "VKB911",
          "deathRelated": null,
          "intakeIds": "CA00692515"
        },
        {
          "sourceRecordIds": [
            17710,
            38260
          ],
          "penaltyNumber": "020014850",
          "issueDate": "2022-01-14",
          "violationFromDate": "2017-10-13",
          "violationToDate": "2017-10-13",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to Resident (HSC 1280.15(b)(2))",
          "penaltyCategory": "Deliberate breach of PHI by health care worker",
          "appealed": "No",
          "finalAmountDue": "4900",
          "collectedAmount": "3675",
          "balanceDue": "0",
          "eventId": "9MN311",
          "deathRelated": null,
          "intakeIds": "CA00570954, CA00570954"
        },
        {
          "sourceRecordIds": [
            17706,
            38256
          ],
          "penaltyNumber": "020014627",
          "issueDate": "2022-01-14",
          "violationFromDate": "2017-10-13",
          "violationToDate": "2017-10-13",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Breach (HSC 1280.15)",
          "penaltyCategory": "Deliberate breach of PHI by health care worker",
          "appealed": "No",
          "finalAmountDue": "15000",
          "collectedAmount": "11250",
          "balanceDue": "0",
          "eventId": "9MN311",
          "deathRelated": null,
          "intakeIds": "CA00570954"
        },
        {
          "sourceRecordIds": [
            17676,
            38226
          ],
          "penaltyNumber": "020010583",
          "issueDate": "2014-04-02",
          "violationFromDate": "2013-03-25",
          "violationToDate": "2013-03-25",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE28 - Adverse event or series of adverse events",
          "appealed": "No",
          "finalAmountDue": "18700",
          "collectedAmount": "18700",
          "balanceDue": "0",
          "eventId": "0HT111",
          "deathRelated": "Y",
          "intakeIds": "CA00373507"
        },
        {
          "sourceRecordIds": [
            17675,
            38225
          ],
          "penaltyNumber": "020010533",
          "issueDate": "2014-03-11",
          "violationFromDate": "2013-03-25",
          "violationToDate": "2013-03-25",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Immediate Jeopardy (HSC 1280.3)",
          "penaltyCategory": "AE28 - Adverse event or series of adverse events",
          "appealed": "No",
          "finalAmountDue": "100000",
          "collectedAmount": "100000",
          "balanceDue": "0",
          "eventId": "0HT111",
          "deathRelated": "Y",
          "intakeIds": "CA00373507"
        },
        {
          "sourceRecordIds": [
            17674,
            38224
          ],
          "penaltyNumber": "020010511",
          "issueDate": "2014-02-27",
          "violationFromDate": "2013-08-30",
          "violationToDate": "2013-08-30",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Immediate Jeopardy (HSC 1280.3)",
          "penaltyCategory": "AE12 - Medication error",
          "appealed": "No",
          "finalAmountDue": "75000",
          "collectedAmount": "75000",
          "balanceDue": "0",
          "eventId": "0HT111",
          "deathRelated": "N",
          "intakeIds": "CA00368387"
        },
        {
          "sourceRecordIds": [
            17660,
            38210
          ],
          "penaltyNumber": "020009290",
          "issueDate": "2012-06-20",
          "violationFromDate": "2011-11-27",
          "violationToDate": "2011-11-27",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Immediate Jeopardy (HSC 1280.3)",
          "penaltyCategory": "AE11 - Suicide/attempted suicide",
          "appealed": "No",
          "finalAmountDue": "50000",
          "collectedAmount": "50000",
          "balanceDue": "0",
          "eventId": "86R611",
          "deathRelated": "Y",
          "intakeIds": "CA00291607"
        },
        {
          "sourceRecordIds": [
            17651,
            38201
          ],
          "penaltyNumber": "020009043",
          "issueDate": "2012-01-24",
          "violationFromDate": "2011-05-09",
          "violationToDate": "2011-05-09",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE17 - Stage 3 or 4 ulcer acquired after admission",
          "appealed": "No",
          "finalAmountDue": "1800",
          "collectedAmount": "1800",
          "balanceDue": "0",
          "eventId": "X34B11",
          "deathRelated": "N",
          "intakeIds": "CA00271179"
        },
        {
          "sourceRecordIds": [
            17566,
            38116
          ],
          "penaltyNumber": "020006746",
          "issueDate": "2009-12-03",
          "violationFromDate": "2009-11-02",
          "violationToDate": "2009-11-02",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE04 - Retention of a foreign object in a patient",
          "appealed": "No",
          "finalAmountDue": "700",
          "collectedAmount": "700",
          "balanceDue": "0",
          "eventId": "47R911",
          "deathRelated": "N",
          "intakeIds": "CA00208539"
        },
        {
          "sourceRecordIds": [
            17561,
            38111
          ],
          "penaltyNumber": "020006261",
          "issueDate": "2009-06-09",
          "violationFromDate": "2009-04-06",
          "violationToDate": "2009-04-06",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE17 - Stage 3 or 4 ulcer acquired after admission",
          "appealed": "No",
          "finalAmountDue": "300",
          "collectedAmount": "300",
          "balanceDue": "0",
          "eventId": "QT9T11",
          "deathRelated": "N",
          "intakeIds": "CA00186078"
        },
        {
          "sourceRecordIds": [
            17555,
            38105
          ],
          "penaltyNumber": "020006108",
          "issueDate": "2009-04-20",
          "violationFromDate": "2008-03-11",
          "violationToDate": "2008-03-11",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE04 - Retention of a foreign object in a patient",
          "appealed": "No",
          "finalAmountDue": "36100",
          "collectedAmount": "36100",
          "balanceDue": "0",
          "eventId": "K42P11",
          "deathRelated": "N",
          "intakeIds": "CA00181312"
        },
        {
          "sourceRecordIds": [
            17527,
            38077
          ],
          "penaltyNumber": "020004931",
          "issueDate": "2008-04-16",
          "violationFromDate": "2008-02-18",
          "violationToDate": "2008-02-18",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE17 - Stage 3 or 4 ulcer acquired after admission",
          "appealed": "No",
          "finalAmountDue": "1000",
          "collectedAmount": "1000",
          "balanceDue": "0",
          "eventId": "UVKD11",
          "deathRelated": "N",
          "intakeIds": "CA00142659"
        },
        {
          "sourceRecordIds": [
            17510,
            38060
          ],
          "penaltyNumber": "020004813",
          "issueDate": "2008-03-25",
          "violationFromDate": "2008-01-30",
          "violationToDate": "2008-01-30",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE17 - Stage 3 or 4 ulcer acquired after admission",
          "appealed": "No",
          "finalAmountDue": "900",
          "collectedAmount": "900",
          "balanceDue": "0",
          "eventId": "TZIK11",
          "deathRelated": "N",
          "intakeIds": "CA00140723"
        }
      ],
      "source": {
        "file": "/downloads/deep-review/106010739-enforcement-extract-2024-07-30.json.gz",
        "sha256": "a2ceeb568cb2084e0e240beacdad0ceb79f25670648c2d1703ea364009f8f786"
      }
    },
    "106014233": {
      "identity": {
        "HCAI_ID": "106014233",
        "FACID": "140000183",
        "FACILITY_NAME": "EDEN MEDICAL CENTER"
      },
      "rawRowCount": 22,
      "duplicateRowsRemoved": 11,
      "uniqueActionCount": 11,
      "typeCounts": {
        "Administrative Penalty": 4,
        "Failure to Report Penalty": 7
      },
      "earliestIssueDate": "2008-01-10",
      "latestIssueDate": "2021-02-03",
      "actions": [
        {
          "sourceRecordIds": [
            17721,
            38271
          ],
          "penaltyNumber": "020018580",
          "issueDate": "2021-02-03",
          "violationFromDate": "2017-12-26",
          "violationToDate": "2017-12-26",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Breach (HSC 1280.15)",
          "penaltyCategory": "Deliberate breach of PHI by health care worker",
          "appealed": "No",
          "finalAmountDue": "25000",
          "collectedAmount": "18750",
          "balanceDue": "0",
          "eventId": "3W1T11",
          "deathRelated": null,
          "intakeIds": "CA00570499"
        },
        {
          "sourceRecordIds": [
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            38253
          ],
          "penaltyNumber": "020014492",
          "issueDate": "2018-10-31",
          "violationFromDate": "2017-03-27",
          "violationToDate": "2017-03-27",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE17 - Stage 3 or 4 ulcer acquired after admission",
          "appealed": "No",
          "finalAmountDue": "500",
          "collectedAmount": "500",
          "balanceDue": "0",
          "eventId": "NYN511",
          "deathRelated": "N",
          "intakeIds": "CA00530337"
        },
        {
          "sourceRecordIds": [
            17695,
            38245
          ],
          "penaltyNumber": "020014046",
          "issueDate": "2018-04-18",
          "violationFromDate": "2016-11-26",
          "violationToDate": "2016-11-26",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Non-Immediate Jeopardy (HSC 1280.3)",
          "penaltyCategory": "Other Non-Immediate Jeopardy (not an AE)",
          "appealed": "No",
          "finalAmountDue": "4162",
          "collectedAmount": "4162",
          "balanceDue": "0",
          "eventId": "2F1U11",
          "deathRelated": "N",
          "intakeIds": "CA00513141"
        },
        {
          "sourceRecordIds": [
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          ],
          "penaltyNumber": "020013943",
          "issueDate": "2018-02-28",
          "violationFromDate": "2016-04-29",
          "violationToDate": "2016-04-29",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Breach (HSC 1280.15)",
          "penaltyCategory": "Deliberate breach by person other than a h/c worker",
          "appealed": "No",
          "finalAmountDue": "10000",
          "collectedAmount": "7500",
          "balanceDue": "0",
          "eventId": "98KR11",
          "deathRelated": null,
          "intakeIds": "CA00491173"
        },
        {
          "sourceRecordIds": [
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          ],
          "penaltyNumber": "020013070",
          "issueDate": "2017-09-07",
          "violationFromDate": "2015-02-06",
          "violationToDate": "2015-02-06",
          "disposition": "Closed",
          "penaltyType": "Administrative Penalty",
          "penaltyDetail": "AP - Non-Immediate Jeopardy (HSC 1280.3)",
          "penaltyCategory": "Other Non-Immediate Jeopardy (not an AE)",
          "appealed": "No",
          "finalAmountDue": "12487",
          "collectedAmount": "12487",
          "balanceDue": "0",
          "eventId": "ORBG11",
          "deathRelated": "N",
          "intakeIds": "CA00431980"
        },
        {
          "sourceRecordIds": [
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          ],
          "penaltyNumber": "020009895",
          "issueDate": "2013-05-14",
          "violationFromDate": "2010-12-17",
          "violationToDate": "2010-12-17",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to CDPH (HSC 1280.15(b)(1))",
          "penaltyCategory": "Breach by h/c worker within facility/hc system",
          "appealed": "No",
          "finalAmountDue": "1300",
          "collectedAmount": "1300",
          "balanceDue": "0",
          "eventId": "T3ZO11",
          "deathRelated": null,
          "intakeIds": "CA00254997"
        },
        {
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          ],
          "penaltyNumber": "020009894",
          "issueDate": "2013-05-14",
          "violationFromDate": "2010-12-17",
          "violationToDate": "2010-12-17",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to Resident (HSC 1280.15(b)(2))",
          "penaltyCategory": "Breach by h/c worker within facility/hc system",
          "appealed": "No",
          "finalAmountDue": "1300",
          "collectedAmount": "1300",
          "balanceDue": "0",
          "eventId": "T3ZO11",
          "deathRelated": null,
          "intakeIds": "CA00254997"
        },
        {
          "sourceRecordIds": [
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          ],
          "penaltyNumber": "020007393",
          "issueDate": "2010-07-21",
          "violationFromDate": "2009-05-23",
          "violationToDate": "2009-05-23",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to CDPH (HSC 1280.15(b)(1))",
          "penaltyCategory": "Breach to person/entity outside facility/hc system",
          "appealed": "No",
          "finalAmountDue": "900",
          "collectedAmount": "675",
          "balanceDue": "0",
          "eventId": "X9RK11",
          "deathRelated": null,
          "intakeIds": "CA00192067"
        },
        {
          "sourceRecordIds": [
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          ],
          "penaltyNumber": "020007392",
          "issueDate": "2010-07-21",
          "violationFromDate": "2009-05-14",
          "violationToDate": "2009-05-14",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to CDPH (HSC 1280.15(b)(1))",
          "penaltyCategory": "Breach to person/entity outside facility/hc system",
          "appealed": "No",
          "finalAmountDue": "2700",
          "collectedAmount": "2025",
          "balanceDue": "0",
          "eventId": "X9RK11",
          "deathRelated": null,
          "intakeIds": "CA00190819"
        },
        {
          "sourceRecordIds": [
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            38140
          ],
          "penaltyNumber": "020007391",
          "issueDate": "2010-07-21",
          "violationFromDate": "2009-01-19",
          "violationToDate": "2009-01-19",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Breach to CDPH (HSC 1280.15(b)(1))",
          "penaltyCategory": "Breach to person/entity outside facility/hc system",
          "appealed": "No",
          "finalAmountDue": "9400",
          "collectedAmount": "7050",
          "balanceDue": "0",
          "eventId": "X9RK11",
          "deathRelated": null,
          "intakeIds": "CA00190604"
        },
        {
          "sourceRecordIds": [
            17502,
            38052
          ],
          "penaltyNumber": "020004575",
          "issueDate": "2008-01-10",
          "violationFromDate": "2007-07-11",
          "violationToDate": "2007-07-11",
          "disposition": "Closed",
          "penaltyType": "Failure to Report Penalty",
          "penaltyDetail": "Failure to Report Adverse Events to CDPH (HSC 1280.4)",
          "penaltyCategory": "AE17 - Stage 3 or 4 ulcer acquired after admission",
          "appealed": "No",
          "finalAmountDue": "700",
          "collectedAmount": "700",
          "balanceDue": "0",
          "eventId": "JW7G11",
          "deathRelated": "N",
          "intakeIds": "CA00121190"
        }
      ],
      "source": {
        "file": "/downloads/deep-review/106014233-enforcement-extract-2024-07-30.json.gz",
        "sha256": "52fce19c4e7d04c6e2555b0cc417c287c09801d195bc78bf58735064e47db5ee"
      }
    }
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}